Appendix 2: Key EU and Irish Legislation for Funds

UCITS I DIRECTIVE 85/611/EEC

UCITS III “PRODUCT” DIRECTIVE 2001/108/EC

UCITS IV DIRECTIVE 2009/65/EC

UCITS DELEGATED DIRECTIVE 2010/43/EU

ESMA’S QUESTIONS AND ANSWERS ON THE UCITS DIRECTIVE

UCITS III “MANAGEMENT” DIRECTIVE 2001/107/EC

UCITS ELIGIBLE ASSETS DIRECTIVE (EAD) 2007/16/EC

UCITS V DIRECTIVE 2014/91/EU

UCITS DELEGATED REGULATION ON DEPOSITARIES 2016/438

ESMA’S GUIDELINES ON THE UCITS DIRECTIVE

AIFM DIRECTIVE 2011/61/EU

AIFM DIRECTIVE DELEGATED REGULATION ON SUPERVISORY REPORTING 2015/514

EUROPEAN COMMISSION’S QUESTIONS AND ANSWERS ON THE AIFM DIRECTIVE

ESMA’S GUIDELINES ON THE AIFM DIRECTIVE

AIFM DIRECTIVE DELEGATED REGULATION 231/2013

AIFM DIRECTIVE DELEGATED REGULATION ON AIFM TYPES 694/2014

ESMA’S QUESTIONS AND ANSWERS ON THE AIFM DIRECTIVE

CROSS-BORDER DISTRIBUTION OF FUNDS REGULATION 2019/1156

CROSS-BORDER DISTRIBUTION OF FUNDS DIRECTIVE 2019/1160

ESMA’S GUIDELINES ON FUND MARKETING COMMUNICATIONS

EUROPEAN VENTURE CAPITAL FUND (EUVECA)REGULATION 345/2013

EUVECA IMPLEMENTING REGULATION ON CROSS-BORDER NOTIFICATIONS 593/2014

EUVECA DELEGATED “CONFLICTS OF INTEREST” REGULATION 2019/820

ESMA’S QUESTIONS AND ANSWERS ON THE EUVECA REGULATION

EUROPEAN SOCIAL ENTREPRENEURSHIP FUND (EUSEF)REGULATION 346/2013

EUSEF IMPLEMENTING REGULATION ON CROSS-BORDER NOTIFICATIONS 594/2014

EUSEF DELEGATED REGULATION 2019/819

ESMA’S QUESTIONS AND ANSWERS ON THE EUSEF REGULATION

EUROPEAN LONG-TERM INVESTMENT FUND (ELTIF )REGULATION 2015/760

ELTIF DELEGATED REGULATION 2018/480

PRIIPS REGULATION 1286/2014

PRIIPS “DELEGATED” LEVEL 2 REGULATION 2017/653

PRIIPS “DELEGATED” PRODUCT INTERVENTION REGULATION 2016/1904

EUROPEAN COMMISSION GUIDELINES ON THE PRIIPS KEY INFORMATION DOCUMENT

EUROPEAN SUPERVISORY AUTHORITY’S JOINT COMMITTEE QUESTION AND ANSWERS ON THE PRIIPS KEY INFORMATION DOCUMENT

MIFID II DIRECTIVE 2014/65/EU

MIFIR 2014/600/EU

MIFID DELEGATED REGULATION 2017/576 ON “EXECUTION”

MIFID DELEGATED REGULATION 2017/565 ON “ORGANISATION AND OPERATIONS”

MONEY MARKET FUND REGULATION (MMFR) 2017/1131

SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR) 2015/2365

EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR) 648/2012

SUSTAINABLE FINANCE DISCLOSURE REGULATION (“SFDR”) 2019/2088

ESMA’S OPINION ON UCITS SHARE CLASSES (JANUARY 2017)

SUSTAINABLE FINANCE TAXONOMY REGULATION (“TAXONOMY REGULATION”) 2020/852

ESMA’S GUIDELINES ON PERFORMANCE FEES IN UCITS AND CERTAIN TYPES OF AIFS (APRIL 2020)

IRISH IMPLEMENTATION OF EU LEGISLATION (UCITS, MMFR, PRIIPS)

CENTRAL BANK UCITS REGULATIONS 2019

CENTRAL BANK GUIDANCE INCLUDING UCITS QA

LEGISLATION APPLICABLE TO AIFS INCLUDING AIMFD IMPLEMENTATION

CENTRAL BANK AIF RULEBOOK

CENTRAL BANK GUIDANCE INCLUDING AIFMD QA

REGULATION (EU) 2023/606 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 15 March 2023 amending Regulation (EU) 2015/760 as regards the requirements pertaining to the investment policies and operating conditions of European long-term investment funds and the scope of eligible investment assets, the portfolio composition and diversification requirements and the borrowing of cash and other fund rules